Abstract
As the proportion of renewable energy (RE) increases, the inertia and the primary frequency regulation (FR) capability of the power system decrease. Thus, ensuring frequency security in the scheduling model has become a new technical requirement in power systems with a high share of RE. Due to a shortage of conventional synchronous generators, the frequency support of multi-source converters has become an indispensable part of the system frequency resources, especially variable-speed wind turbine generation (WTG) and battery energy storage (BES). Quantitative expression of the FR capability of multi-source converters is necessary to construct frequency-constrained scheduling model. However, the frequency support performance of these converter-interfaced devices is related to their working states, operation modes, and parameters, and the complex coupling of these factors has not been fully exploited in existing models. In this study, we propose an integrated frequency-constrained scheduling model considering the coordination of FR capabilities from multi-source converters. Switchable FR control strategies and variable FR parameters for WTG with or without reserved power are modeled, and multi-target allocation of BES capacity between tracking dispatch instruction and emergency FR is analyzed. Then, the variable FR capabilities of WTG and BES are embedded into the integrated frequency-constrained scheduling model. The nonlinear constraints for frequency security are precisely linearized through an improved iteration-based strategy. The effectiveness of the proposed model is verified in a modified IEEE 24-bus standard system. The results suggest that the coordinated participation of BES and WTG in FR can effectively reduce the cost of the scheduling model while meeting frequency security constraints.
Sets of synchronous generators (SGs), wind farms, photovoltaic (PV) plants, and battery energy storage (BES) connected at bus n
, Sets of transmission lines starting from and ending at bus n
b Index of BESs from 1 to NB
g Index of SGs from 1 to NG
i Index of renewable energy (RE) scenarios from 1 to NI
l Index of transmission lines from 1 to NL
m Index of subspaces from 1 to M
n Index of bus nodes from 1 to NN
p Index of scheduling periods from 1 to NP
pv Index of PV
t Time after contingency
w Index of wind turbine generation (WTG)
(+), (-) Indices of start and end of a line
, Charging and discharging efficiencies of BES
Discriminant of differential equations
Coefficient of correction for output power of WTG
Fitting parameters of
, The maximum allowable imbalanced power under frequency nadir constraints and its lower bound
Domain of definition of
, The maximum and minimum rotor speeds of WTG
Intermediate parameters of frequency dynam-
ic equations
Discharging and charging costs of BES
Start-up, shut-down, no-load, and variable
costs of SG
Penalty cost of load shedding
Rated frequency
The minimum frequency nadir and the maxi-
mum acceptable frequency deviation for security
The minimum steady-state frequency for security
Inertia and droop constants of individual SG
Rated virtual inertial constant of WTG in power unreserved mode (PURM)
Droop coefficient of load
Linear equations approximating
The maximum power flow of transmission line and voltage angle of bus
The maximum installed power and capacity of BES
The minimum and maximum output power of SG
Forecasting load, WTG power, and PV power
Probability of each RE scenario
Imbalanced power of contingency
Hourly ramp capacity of BES
The maximum rate of change of frequency (ROCOF) for security
ROCOF threshold to trigger BES emergency frequency support mode
Hourly ramp-up and ramp-down capacities of SG
Forecasting errors of load and RE
Lower and upper limits of state of charge
(SOC) |
Rated capacity of individual SG
Rated capacity of system
Installed capacity of WTG
Time points of BES providing frequency regulation (FR)
The minimum on and off time of SG
Constant time of SG speeder
The time when frequency nadir occurs
xl Reactance of transmission line
Proportion of WTG in power reserved mode (PRM)
Power increase of WTG under PRM and PURM
Voltage angle of bus
Rotor speed of WTG
Total cost of system
Remaining and reserved capacities of BES
System frequency and frequency deviation
Frequency nadir and steady-state frequency
Inertia and droop coefficient of aggregated SG
Inertia of system and its lower bound
Virtual inertia of WTG under PRM and PURM
Droop constant of WTG under PRM
Summation of droop coefficients of load and WTG
Summation of droop coefficients of load, WTG, and SG
Power flow of transmission line
Output power of BES
Charging and discharging power of BES
Power of BES at the end of FR
Power of SG
Load shedding power
The maximum power point tracking (MPPT) power of WTG
Equivalent imbalanced power of system at the start and end of FR
Power of wind and PV curtailments
Total reserved wind power
Reserved wind power for inertia and droop supports
Charging and discharging states of BES
Start-up, shut-down, and on-off states of SG
RENEWABLE energy (RE) generation have developed rapidly in recent years [
In addition to SGs, FR can also be provided by converter-based equipment such as WTG [
In this study, we explore an enhanced frequency-constrained scheduling framework considering the support of multi-source converters. The variable FR capabilities of WTG and BES in different modes are modeled, and their operation and control parameters are determined by solving an integrated frequency-constrained scheduling model. The timescale of the model built in this work is day-ahead scheduling including UC, and it is also applicable to intraday ED. Furthermore, the constraints of frequency nadir are often linearized in the frequency-constrained scheduling model, but the error caused by linearization has not been explored in existing works. We discuss the approximation accuracy of the linearized frequency nadir constraints and propose a strategy to reduce the approximation error.
Frequency security constraints have recently been considered in scheduling models. One of the first frequency-constrained UC models was proposed in [
To compensate for the FR shortage, the FR capabilities provided by converter-based power electronic interfaces have been explored in frequency-constrained scheduling models. FR provided by RE was integrated into a frequency-constrained UC and ED model in [
FR capabilities can be provided by multi-source converters [
The coordinated control of frequency support capabilities from WTG and BES was proposed in [
In summary, the existing frequency-constrained scheduling models largely simplify or ignore the coupling of variable FR capabilities and working states from multi-source converters. In addition, the accuracy of linearized frequency security constraints has not been analyzed. In this study, we propose a frequency-constrained scheduling model considering FR capabilities from WTG and BES. An iteration-based strategy is designed to improve the approximation accuracy of the frequency nadir constraints.
The contributions of this study can be summarized as follows.
1) Quantitative expression of the FR capabilities of multi-source converters is given. The FR capabilities and variable control parameters of WTG under both the PURM and the PRM are modeled. WTG is allowed to adjust the frequency support modes and control parameters to reduce wind curtailment as much as possible as long as it meets specified conditions satisfying the requirements for FR. Multi-target allocation of BES capacity between tracking dispatch instruction and emergency FR is considered. The reserved power and capacity required for BES to provide emergency FR are calculated and embedded into the model.
2) An enhanced frequency-constrained scheduling model incorporating variable frequency support capabilities of multi-source converters is established. Frequency dynamic indices are analytically expressed considering the support from both SGs and multi-source converters. Variable FR capabilities of WTG and BES are embedded into the integrated frequency-constrained scheduling model. FR modes and parameters of multi-source converters are determined in the scheduling model.
3) A strategy for improving the approximation accuracy of the linearized frequency nadir constraints is proposed.
The remainder of this paper is organized as follows. Section II models the quantitative expressions of the FR capabilities of WTG and BES. Section III establishes the aggregated frequency dynamic functions, linearizes the frequency security constraints, and details the proposed method to improve the linearization accuracy. Section IV builds the integrated frequency-constrained scheduling model. Section V presents the case studies, and Section VI offers the conclusions of this study.
Unlike SGs that can support stable inertia and frequency droop responses naturally under an “on” state, FR capabilities provided by converter-based WTG and BES are related to their operation points and customized FR control strategies. In this section, the operation modes and parameters of FR provided by multi-source converters are incorporated into frequency dynamic models, which can be easily integrated into the traditional SG-dominated second-order frequency dynamic function. WTG and BES in this paper are modeled as grid-following converters with frequency support controllers. The output power of multi-source converters could change with the frequency measured by their phase-locked loops (PLLs), providing frequency support for the system.
1) Frequency Response Under PRM
WTG working under the PRM is believed to provide lasting frequency support. The reserved wind power is shared with both virtual inertia and droop control strategies. The power increment of WTG under the PRM is expressed as:
(1) |
The power increment should not exceed the reserved wind power . We assume that is divided into two parts, i.e., for inertia support and for droop support. Inspired by [
(2) |
The values of and are set as variables to be optimized in the later scheduling model, so and in this study are time-varying FR parameters to be determined according to the later scheduling model.
2) Frequency Response Under PURM
Under the PURM, WTG works in the MPPT mode without sacrificing wind power capture. WTG under the PURM participates in FR through virtual inertial control [
(3) |
The power increment of WTG under the PURM is expressed as:
(4) |

Fig. 1 Frequency controllers of WTG under PRM and PURM.
BES is equipped with a frequency controller that can actively change the output power according to the system frequency measured by a PLL. The power-frequency controller of BES is shown in

Fig. 2 Power-frequency controller of BES.
BES tracks dispatch instructions from the dispatch center and provides frequency support through its frequency controller. When the system suffers a serious frequency contingency, the ROCOF or frequency deviation exceeds a certain threshold, and the frequency controller will convert to emergency frequency support mode until the frequency dynamics process in the system ends. When detecting a serious low-frequency contingency in the system, BES will discharge at the maximum power immediately [
(5) |
The setting of can ensure that BES will not overcompensate during emergency frequency support, which is proven in (6).
(6) |
Since it takes minutes to recover the system frequency after a contingency, BES needs to continuously provide frequency support. Under the emergency frequency support mode, BES is set to discharge at its maximum power during and provides continuous power support until . To prevent a secondary frequency drop caused by the sudden power change of BES, we set the output power of BES to change linearly during [, ] from to . In this study, , , and are set as 15 s, 60 s, and 15 min, respectively. Neglecting the response time of the frequency measurement devices and BES controller, the BES power increment under the emergency frequency support mode can be expressed as (7), and the output power of BES under emergency frequency support mode is shown in
(7) |

Fig. 3 Output power of BES under emergency frequency support mode.
Assuming that a contingency occurs during the scheduling period, during which BES operates with dispatch instruction power , we have:
(8) |
To ensure that BES has enough energy for the emergency frequency support mode, as shown in
(9) |
The dispatch instruction power , continuous power support , and reserved capacity of BES are set as variables to be optimized in the later scheduling model.
In this section, the aggregated frequency dynamic functions considering multi-source converters are given, and the frequency security constraints are formulated. The frequency dynamics are analyzed based on three pivotal frequency dynamic indices of ROCOF, frequency nadir , and steady-state frequency after contingency. Considering that a linear simplified model is used in the calculation, the linearization accuracy is also discussed, and an iteration-based strategy is proposed for improving the accuracy level.
Assuming the system suffers a contingency occurring during the th scheduling period at , and the contingency causes instantaneous imbalanced power with the amount of at , WTG under the PRM and PURM provides power increments of and , respectively, and BES gives a frequency support power of . The frequency dynamic function of the system is expressed as:
(10) |
The aggregated system frequency model is shown in

Fig. 4 Aggregated system frequency model.
(11) |
(12) |
The initial conditions are given as:
(13) |
The discriminant for determining whether the two-order dynamic system is underdamped or overdamped is given as:
(14) |
According to the value of , the system may have three kinds of FR modes: overdamped (), critical damped (), and underdamped () responses.
1) Overdamped Response
The frequency of the overdamped response can be solved as:
(15) |
(16) |
A frequency nadir is reached at , as expressed in (17), which can be obtained by solving .
(17) |
2) Critical Damped Response
The frequency of the critical damped response can be solved by:
(18) |
(19) |
3) Underdamped Response
The frequency of the underdamped response can be solved by:
(20) |
(21) |
Additionally, can be expressed as:
(22) |
The lowest frequency of the system after contingency can be expressed as:
(23) |
The frequency security constraints of ROCOF, steady-state frequency, and frequency nadir are modeled. The linearization method of the frequency nadir constraint and the strategy for improving its approximation accuracy are given.
1) ROCOF Constraints
ROCOF is limited to not exceeding , and the ROCOF constraint is a linear inequality about and .
(24) |
2) Steady-state Frequency Constraints
When , the frequency tends to be stable, and the output power of BES is instead of discharging at rated power . is set in (25) as the imbalanced power when the frequency of the system becomes stable.
(25) |
The value of is defined as:
(26) |
The constraint of is shown in (27), which is equal to a linear constraint expressed as (28).
(27) |
(28) |
3) Frequency Nadir Constraints
The maximum frequency deviation after contingency must not be higher than the set value to avoid triggering low-frequency load shedding, and the frequency nadir constraint can be expressed as:
(29) |
The expression of , which is a function of variables ,, and , is defined in (30), and the constraint (29) is equivalent to (31).
(30) |
(31) |
is nonlinear to variables , , and , which makes it difficult to embed the frequency nadir constraints into the scheduling model. Inspired by [
(32) |
s.t.
(33) |
(34) |
After obtaining the optimal parameter , in (35) is a linear lower bound of .
(35) |
Then, the frequency nadir constraint can be converted into a series of linear constraints shown in (36), which is stronger than the original constraint (31).
(36) |
1) Approximation accuracy of linearization
We set the definition domain of the variables in as , , and , which covers broad scenarios, where the SG capacity accounts for 25% to 100% of the system. The number of interval subspaces for linearization is set to be . The comparison of the original function and the calculated linearized lower bound is shown in

Fig. 5 Comparison between original function and its linearized lower bound. (a) . (b) . (c) . (d) .
2) Accuracy improvement strategy
The frequency nadir constraints will be accurate if the optimal solutions of the variables obtained by the scheduling model are within the range of the set of subspaces . On the premise of ensuring that the solutions are within the set of subspaces, reducing the size of the definition domain can effectively remove unnecessary constraints. The shape of near the optimal solution is better focused, and the strength of the constraints decreases.
An iteration-based strategy for improving the accuracy of the linearized frequency nadir constraints is proposed, and the flowchart of the strategy is shown in

Fig. 6 Flowchart of proposed iteration-based strategy for improving approximation accuracy of linearized frequency nadir constraints.
IV. Day-ahead Scheduling Model with Frequency Security Constraints Coordinating Frequency Support from Multi-source Converters
A frequency-constrained day-ahead scheduling model considering the FR capabilities of WTG and BES is established in this section. First, we present a typical day-ahead scheduling model including UC. Then, we embed frequency security constraints and FR capabilities of multi-source converters into the scheduling model.
1) Objective Function
The objective of the day-ahead scheduling model is to minimize the operation cost, including the SG operation cost, BES operation cost, and load shedding cost.
(37) |
2) Constraints
(38) |
(39) |
(40) |
(41) |
(42) |
Equations (
(43) |
(44) |
1) Constraints Representing Frequency Support from WTG
As introduced in Section II, WTG provides frequency support under the PRM or PURM; the proportion of WTG under the PRM during the th scheduling period is set to be , and the remaining WTG provides frequency support under the PURM. WTG under the PRM provides frequency support using part of the wind curtailment.
(45) |
(46) |
(47) |
According to (2), the virtual inertia and droop constant provided by the aggregated WTG controller under the PRM are expressed as (48). Considering the fluctuation of wind power within hours, the FR parameters of wind power are corrected by the lower bound of its output power within hours to ensure sufficient FR capabilities. The method of obtaining the lower bound and calculating the coefficient of correction can be seen in [
(48) |
The virtual inertia provided by the aggregated WTG controller under the PRM is expressed as:
(49) |
2) Constraints Representing Frequency Support from BES
Frequency support from BES is considered in the frequency security constraints. As shown in (9), the reserved BES capacity for providing FR is expressed as (50), and the remaining BES capacity constraints are further expressed as (51).
(50) |
(51) |
Assume the system may suffer a contingency causing instantaneous imbalanced power with the amount of . Through the emergency frequency response control of BES, which is expressed in (7), the initial imbalanced power and the steady-state imbalanced power can be expressed as:
(52) |
The contingency is considered as the largest fault of the online generators, DC line injection trip-off, or instantaneous load increment, and it brings instantaneous imbalanced power . Note that if the faulty generator has FR capability, its FR parameters need to be set as zero in the subsequent frequency dynamic equation.
The inertia constant and droop constant provided by the aggregated SG depend on the SG on/off state, which are expressed as:
(53) |
The aggregate frequency response parameters in (11) for each RE scenario and scheduling period are shown as:
(54) |
According to (24), (28), and (36), the linear frequency security constraints for ROCOF, frequency nadir, and steady-state frequency for each RE scenario and scheduling period are further expressed as:
(55) |
The frequency response modes and parameters of WTG and BES are determined by solving the integrated scheduling optimization model. The above optimization model of the frequency-constrained day-ahead optimal scheduling model is a standard mixed-integer linear programming (MILP) problem that can be effectively solved by the existing solvers.
We analyze the proposed scheduling model on a modified IEEE 24-bus standard test system presented in

Fig. 7 Structure of modified IEEE 24-bus standard system.
SG type | Capacity of each unit (MW) | Number of units | Variable cost ($/MWh) | Start-up cost ($/MW) | Shut-down cost ($/MW) | Inertial constant (s) | Frequency droop coefficient (p.u.) |
---|---|---|---|---|---|---|---|
G1 | 500 | 6 | 22 | 8 | 8 | 9.6 | 20 |
G2 | 400 | 8 | 25 | 6 | 6 | 8.3 | 20 |
G3 | 300 | 8 | 30 | 4 | 4 | 6.7 | 20 |
G4 | 250 | 8 | 32 | 4 | 4 | 6.9 | 20 |
The penetration rates of wind and PV plants are 50% and 10% of the base capacity, respectively. Nine RE scenarios are generated based on day-ahead probabilistic forecasting through the approach proposed in [
Case | Frequency security constraints | FR provided by BES | WTG under PRM | WTG under PURM |
---|---|---|---|---|
1 | × | × | × | × |
2.1 | √ | × | × | × |
2.2 | √ | × | × | √ |
2.3 | √ | × | √ | × |
2.4 | √ | × | √ | √ |
3.1 | √ | √ | × | × |
3.2 | √ | √ | × | √ |
3.3 | √ | √ | √ | × |
3.4 | √ | √ | √ | √ |
The economic results of the above cases and their frequency response indices under the most serious scheduling period are shown in
Case | Cost (k$) | Extra cost (%) | RE curtailment (%) | ROCOF (Hz/s) | fnadir (Hz) | fss (Hz) |
---|---|---|---|---|---|---|
1 | 2245.96 | 0 | 0 | 0.6227 | 49.08 | 49.55 |
2.1 | 2553.56 | 13.70 | 8.04 | 0.3401 | 49.41 | 49.74 |
2.2 | 2433.24 | 8.34 | 6.08 | 0.3121 | 49.40 | 49.72 |
2.3 | 2353.80 | 4.80 | 2.86 | 0.4000 | 49.40 | 49.71 |
2.4 | 2321.60 | 3.37 | 1.63 | 0.4000 | 49.40 | 49.70 |
3.1 | 2271.27 | 1.13 | 0.72 | 0.3798 | 49.40 | 49.70 |
3.2 | 2254.90 | 0.40 | 0.09 | 0.3213 | 49.40 | 49.70 |
3.3 | 2259.54 | 0.60 | 0.19 | 0.4000 | 49.40 | 49.70 |
3.4 | 2253.97 | 0.36 | 0.08 | 0.4000 | 49.40 | 49.70 |
1) Effectiveness of Frequency Security Constraints in Scheduling
Imposing frequency security constraints into the model, the frequency dynamic indices of the system satisfy the security constraints. Extra FR capabilities are needed so that the operation cost of the system will increase. In Case 2.1, the FR capabilities from WTG and BES are not included, and the system needs more SGs to ensure the frequency security. Due to the minimum technical output limit of SGs, RE cannot be fully consumed, and the RE curtailment rate is 8.04%. The operation cost of Case 2.1 is 2553.56 k$, which means that 13.70% of the extra cost is needed for frequency security.
2) Effectiveness of Support from Multi-source Converters in Frequency-constrained Scheduling Model
With further consideration of the FR capabilities from WTG and BES, the FR demand from SGs can be reduced. The starting capacity of SGs can be determined more flexibly to consume more power from RE, making the system more economical. When BES does not provide FR, if WTG participates in FR through the PURM (Case 2.2) or PRM (Case 2.3), the operation cost will be reduced to 2433.24 k$ and , respectively. In Case 2.4, where WTG can switch between the PRM and PURM flexibly according to the system status, the cost will further reduce to 2321.60 k$. Compared with FR provided by WTG under a single PRM or PURM, flexible switching between the PRM and PURM can make the system more economical. In the cases where the FR from BES is considered, the costs further drop to (Case 3.1), (Case 3.2), (Case 3.3), and (Case 3.4) with different FR modes from WTG, respectively. In the proposed Case 3.4, which coordinates FR capabilities from BES and WTG under both the PURM and PRM, frequency security constraints can be perfectly satisfied, sacrificing only 0.36% in extra cost compared with Case 1.
Compared with Case 2.1 where only the frequency support from the SGs is modeled, the consideration of support from multi-source converters (Case 3.4) reduces system costs from to . The introduction of frequency support from multi-source converters reduces the cost of the frequency-constrained scheduling model by 11.73%.
3) Frequency Response Characteristics
Figures

Fig. 8 Frequency dynamic characteristics of Case 2.3 and Case 2.4 compared with Case 1.

Fig. 9 Frequency dynamic characteristics of Case 3.3 and Case 3.4 compared with Case 1.
4) Inertia Composition
The inertia composition during each scheduling period of the system is shown in

Fig. 10 Inertia composition during each scheduling period. (a) Case 1. (b) Case 2.3. (c) Case 2.4. (d) Case 3.3. (e) Case 3.4.
As shown in (56), if BES does not participate in FR (Case 1 and Cases 2.1-2.4), of the system shall not be less than 5 s to meet the ROCOF constraint, i.e.,
(56) |
In Case 1, WTG and BES do not participate in FR, and the inertia provided by SGs of the system cannot meet the ROCOF constraints. There is no wind power curtailment in Case 1. The reserved wind power needed for FR is shown in

Fig. 11 Reserved wind power needed for FR. (a) Case 2.3. (b) Case 2.4. (c) Case 3.3. (d) Case 3.4.
In Case 3.3 and Case 3.4, the BES can increase its output power instantaneously as soon as contingency occurs to reduce the imbalanced power. The required comprehensive inertia of the system to meet the ROCOF constraints is reduced, and the demand for reserved wind power decreases.
1) Accuracy of Linearization Constraints for Frequency Nadir

Fig. 12 Effects of proposed method for improving approximation accuracy of linearized frequency nadir constraints.
Linearizationmethod | Cost (k$) | (Hz) | Frequency nadir error of linearization (Hz) |
---|---|---|---|
Original | 2251.41 | 49.4084 | 0.0084 |
Improved | 2250.01 | 49.4007 | 0.0007 |
2) Impacts of Installed BES Power on Economic Results

Fig. 13 Total operation costs in Cases 1, 2.4, and 3.4 with different installed BES power.
3) Impacts of Wind Penetration on Economic Results
The cost increments of Cases 2.3, 2.4, 3.3, and 3.4 compared with Case 1 under different wind power penetrations are shown in

Fig. 14 Cost increment compared with Case 1 under different wind power penetrations.
Frequency support from multi-source converters is necessary to maintain frequency security in power systems with high RE penetration. FR performance is related to the working states, operation modes, and parameters of the converters, and it is essential to coordinate these variable factors. In this paper, we establish an integrated frequency-constrained scheduling model considering the coordination of variable FR capabilities from multi-source converters. The operation states and FR capabilities of converter-based WTG and BES are modeled and integrated into the frequency dynamic functions. By linearizing frequency security constraints, the scheduling model is converted to a standard MILP problem.
Numerical results validate the effectiveness of the proposed methods and indicate the three following points.
1) The system can ensure frequency security at the lowest additional cost by coordinating the operation state and FR parameters of WTG and BES. The consideration of frequency support from multi-source converters reduces the cost of the frequency-constrained scheduling model by 11.73%.
2) Flexible adjustment of FR parameters and strategies can guarantee sufficient FR capabilities during each scheduling period so that the frequency dynamic will not violate the security boundaries under contingency.
3) Frequency security constraints become more difficult to meet with an increasing proportion of WTG. The proposed method can ensure frequency security within less than 4% extra cost for a test system with WTG penetration of 60%.
As frequency support can be conducted between the power grids connected through voltage source converter based HVDC (VSC-HVDC), the coordinated FR capabilities with VSC stations require attention in future studies. Future works should consider the frequency support of grid-forming converters. In addition, as frequency dynamics often accompany voltage fluctuations, the management of reactive power and voltage in a stability-constrained scheduling model deserves further attention.
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