Abstract
The transient synchronization characteristics and instability mechanism of the permanent magnet synchronous generator (PMSG)-based grid-forming wind energy conversion system (GFM-WECS) under symmetrical grid fault have received little attention to date. In this paper, considering the dynamics of DC-link voltage, the transient stability and an improved control strategy of PMSG-based GFM-WECS are studied in detail. Firstly, considering the dynamic interactions between the machine-side converter and the grid-side converter, the large-signal equivalent model of GFM-WECS is established. Furthermore, a novel Lyapunov function is derived to evaluate the transient stability margin and instability boundary of GFM-WECS during grid voltage sag. Additionally, the impacts of current-limitation control on the transient stability of GFM-WECS are revealed. Then, a stability evaluation index is proposed to evaluate the transient stability margin of GFM-WECS. Moreover, an improved control strategy is proposed to enhance the transient response characteristics and low voltage ride-through (LVRT) capability of GFM-WECS under symmetrical grid fault. Finally, simulations and experimental results are conducted to verify the effectiveness of the proposed control strategy.
IN the last decade, the penetration of large-scale distributed energy resources such as wind energy in the power grid has increased significantly [
So far, many studies have explored the stability issues of WECS under grid faults [
Currently, the transient stability and control method of GFM-WECS have been preliminary studied in [
In addition, the impacts of current-limitation control on the transient stability of WECS are also rarely considered in above studies. Reference [
In this paper, the transient stability of GFM-WECS with and without current limitation is studied. Then, considering the DC-link voltage dynamics, an improved control strategy is proposed to enhance the stability. The main contributions of this paper are summarized as follows.
1) A large-signal equivalent model of GFM-WECS is developed, and the dynamic interactions between MSC and GSC are analyzed. Then, the influences of key parameters such as the DC-link capacitance, transmission line admittance, and voltage sag on the transient synchronization behavior of the DC-link voltage under grid fault are investigated.
2) A novel Lyapunov function considering damping variation is designed for the transient stability analysis of GFM-WECS. Compared with the conventional Lyapunov function (CLF), the designed Lyapunov function (DLF) is more reliable.
3) The impacts of current limitation control on the transient stability of GFM-WECS are revealed. On this basis, a stability evaluation index is developed to evaluate the transient stability margin of GFM-WECS under current limitation.
4) Considering the linear relationship between the DC-link voltage and GFM-WECS, an improved control strategy involving MSC control and GSC control is proposed to enhance the stability. This strategy can ensure sufficient inertia and damping support for GFM-WECS during LVRT.
The remainder of this paper is organized as follows. In Section II, the modeling and transient synchronization behavior of GFM-WECS are presented. In Section III, the transient synchronization stability of GFM-WECS is analyzed via a DLF. In Section IV, the impacts of current limitation control on the transient stability of the GFM-WECS are revealed. In Section V, an improved control strategy is proposed, and simulations by MATLAB/Simulink and experiments based on hardware-in-the-loop (HIL) are conducted. Finally, conclusions are given in Section VI.
As shown in

Fig. 1 Block diagram of GFM-WECS under symmetrical grid fault.
In [
(1) |
It can be observed from
(2) |
where . During the steady-state operation, GFM-WECS can achieve some control objectives as follows.
1) The DC-link voltage regulation: .
2) Angular frequency response: .
3) Synchronization with the grid: .
(3) |
where PD1 is equal to U/Rdc; and Rdc is typically set to be thousands of ohms [
(4) |
For comparison, the swing equation of the traditional SG can be described as:
(5) |
It can be deduced from (4) and (5) that similar inertia and damping characteristics also exist in the DC-link voltage. The inertia coefficient Jdc and damping coefficient Ddc of U are equal to Cdc/2 and 1/Rdc, respectively. Substituting (4) into (2) yields:
(6) |
It can be easily found that Jdc and Ddc are proportional to Jeq and Deq, with and . Thus, appropriate adjustment of the inertia and damping coefficients of the DC-link voltage is expected to improve the transient response of GFM-WECS.
As shown in

Fig. 2 Equivalent circuit diagram of GFM-WECS. (a) Voltage source operating state. (b) Current source operating state.
The vector diagram between GFM-WECS and the AC power grid is illustrated in

Fig. 3 Vector diagram between GFM-WECS and AC power grid.
In addition, the PCC voltage Upcc can be represented as:
(7) |
Then Upcc is projected onto the d/q-axis rotating frame-based GFM-WECS. As a result, Upccd and Upccq can be written as:
(8) |
where .
(9) |
where Imax is set to be 1.5 p.u. [
(10) |
where ; ; ; and , which is relatively small owing to .
In comparison, upon reaching Imax, GFM-WECS presents a current source with a phase angle and the output current is Imax, which is shown in
(11) |
Additionally, in accordance with the grid codes (GCs) [
(12) |
Subsequently, the output active and reactive power of GFM-WECS during LVRT can be derived as:
(13) |
Thus, as illustrated in
(14) |
When the output current of GFM-WECS under grid fault does not reach Imax, by combining (14) with (4) and (10), (4) can be further rewritten as:
(15) |
Therefore, the damping power such as PD2 can improve the damping of the DC-link voltage and stabilize GFM-WECS.
According to (1)-(4) and (15), the large-signal equivalent model of GFM-WECS is established, as depicted in

Fig. 4 Block diagram of large-signal equivalent model of GFM-WECS.
To better analyze the transient synchronization process of GFM-WECS under symmetrical grid fault, a standardized second-order transfer function based on (1), (2), and (15) can be derived as:
(16) |
It can be inferred from (16) that the damping ratio and the resonant frequency are related to key parameters including kp, Cdc, Yeq, Upcc, Ug, Hg, etc. Therefore, the transient process of GFM-WECS is influenced by various factors such as the control parameters, inertia and damping coefficients, transmission line admittance, and operating conditions of GFM-WECS. Specifically, with the increase of Hg and kp or decrease of Cdc and Yeq, the transient response of GFM-WECS can be improved. Simulations have been carried out to verify the correctness of theoretical analysis, which are shown in Figs.

Fig. 5 Phase portrait of GFM-WECS under 0.5 p.u. voltage sag with duration of 200 ms and . (a) , 0.1, 0.2, and 0.3. (b) , 0.1, and 0.15.

Fig. 6 Phase portrait of GFM-WECS under different voltage sags and SCR with duration of 200 ms. (a) , 2.5, and 3. (b) p.u., 0.4 p.u., 0.6 p.u., and 0.8 p.u..

Fig. 7 Phase portrait of GFM-WECS under different active power references and current limitations with duration of 200 ms. (a) p.u., 0.6 p.u., and 0.8 p.u.. (b) p.u., 1.35 p.u., and 1.4 p.u..
In this section, the state-space model and the conditions for the existence of equilibrium points (EPs) of GFM-WECS are proposed. Additionally, a novel Lyapunov function considering the damping variation is designed. Furthermore, the DLF and CLF are compared when evaluating the transient stability margin of GFM-WECS.
Combining (1), (2), and (15), the second-order differential equation of GFM-WECS can be derived as:
(17) |
Using the transformation of and , the state-space model can be represented as:
(18) |
where . The parameters including A, B, C, and D can be denoted as:
(19) |
Thus, the EPs under grid fault are expressed as:
(20) |
It can be observed that the EPs of GFM-WECS are mainly relevant to the MPPT power, transmission line admittance, and grid voltage sag. Moreover, the existence of the SEP is essential for GFM-WECS to operate steadily under grid fault. Thus, to evaluate the transient stability margin of GFM-WECS, the region of attraction (ROA) is required to be examined as precisely as possible.
The small-signal stability analysis method is utilized to figure out the EPs and their existence condition. Linearizing (18) around its EP can obtain:
(21) |
The characteristic polynomial equation of (21) can be represented as:
(22) |
It can be found that if both and are satisfied, the real parts of both eigenvalues of are negative, and the SEP will exist. Thus, according to (20) and (22), the existence domain of the SEP can be determined by:
(23) |
It can be deduced from (23) that the variation range of the SEP satisfies the inequation, i.e. , and the unstable equilibrium point (UEP) satisfies the inequality, i.e., . Therefore, and in (20) are the SEP and UEP, respectively, which is consistent with the EPs depicted in

Fig. 8 Power-angle characteristic curve of GFM-WECS under grid fault.
Enlightened by [
(24) |
where . The DLF can be derived as in (25), where the last term on the right represent the damping energy.
(25) |
The essential conditions for DLF to be an eligible Lyapunov function have been discussed thoroughly in the Supplementary Material A. In addition, the impacts of the damping and inertia coefficients of the DC-link voltage on the ROA of GFM-WECS, as well as CLF and DLF, are discussed in the Supplementary Material B. To further investigate the transient stability margin and determine whether DLF can offer a more reliable stability evaluation result than CLF, time-domain simulations have been conducted, as shown in

Fig. 9 Comparisons of ROA estimation with CLF and DLF, and time-domain simulation waveforms including , f, and δ under different inertia and dampings of DC-link voltage with and p.u.. (a) ROA estimation with and . (b) ROA estimation with and . (c) Simulation results with and . (d) Simulation results with and .
It can be observed from
Analytical and simulation results under different inertia and damping coefficients are also illustrated in
The transient stability analysis above in Section III is based on the condition that the output fault current of GFM-WECS does not reach the current limitation amplitude Imax. In this section, the impacts of current limitation on the transient stability of GFM-WECS are investigated.
When the output fault current reaches Imax, the current limiter embedded in the control loop of the GSC is triggered. Then, due to different Imax, the power-angle characteristic curves distinguish from each other, as shown in
(26) |

Fig. 10 Power-angle characteristic curves of GFM-WECS under different Imax.
where . Hence, can be obtained by solving (26), and the implicit solution can be expressed as:
(27) |
where .
To investigate the transient response considering current limitation of GFM-WECS under grid fault, a new second-order differential equation can be further derived as:
(28) |
The EPs can be obtained by (28), which are denoted as:
(29) |
Thus, the stability evaluation index considering current limitation can be defined as:
(30) |
where refers to ; and can be classified into two categories.
1) , in which no SEP exists and GFM-WECS suffers transient instability.
2) , in which SEP exists, and the larger is, the greater the transient stability margin of GFM-WECS will be.
Moreover, according to the relationships among Ps, Pig, and Pug, the influences of Ps on the transient stability can be divided into three categories, i.e., , , and , as exemplified in

Fig. 11 Influence of Ps on transient stability of GFM-WECS under current limitation. (a) . (b) . (c) .
In addition, as illustrated in

Fig. 12 Impacts of grid voltage sag, current limitation, and line admittance on actual ROA with current limitation. (a) Grid voltage sag. (b) Current limitation. (c) Line admittance.
In conclusion, when considering the current-limitation control, the effects of the grid voltage sag and line admittance on the transient stability of GFM-WECS are similar to those when the current limitation control is neglected. However, the main difference is that the transient stability margin of GFM-WECS considering current limitation will be greatly decreased. Besides, as the current limitation amplitude decreases, the risk of transient instability increases gradually. It inspires that an improved control strategy should be proposed to enhance the LVRT capability of GFM-WECS during grid fault, which is further investigated in Section V.
Based on the analysis of the above sections, when the grid fault occurs, the insufficient damping aggravates the overshoot of the DC-Link voltage and will lead to a large excursion of the power angle. It deteriorates the transient stability of GFM-WECS, and even causes transient instability.
Consequently, an improved control strategy is proposed in this section to enhance the transient performance of Udc and enhance the transient stability of GFM-WECS under grid fault.
The block diagram of the proposed control strategy is demonstrated in

Fig. 13 Block diagram of proposed control strategy.
During grid fault, the input power from the MSC can be denoted as:
(31) |
In terms of the GSC control, it is essentially a phase-shift control strategy through the low-pass filter with Tdc. The low-pass filter can minimize the influences of high-order harmonics of the DC-link voltage on the synchronization between GFM-WECS and the AC power grid. Besides, Tdc is set to be much smaller than that of GFM-WECS. is comprised of two parts, which are and , where . Thus, can be rewritten as:
(32) |
Assuming to be relatively small, substituting (31) and (32) into (15) yields:
(33) |
It can be seen from (33) that the equivalent inertia Jeq of GFM-WECS is changed, which raises from Cdc/2 to . Besides, is relevant to and , so can be affected by the line admittance and grid voltage sag. Moreover, the equivalent damping Deq consists of two more parts and is no longer a constant during grid fault. Specifically, when the grid fault occurs, the power imbalance between the MSC and the GSC results in the fluctuations of Udc, and the larger is, the larger Deq will be. Meanwhile, the increased Deq will further reduce the fluctuations in Udc and the last part of Deq is zero when Udc stabilizes at Udc0.
In order to investigate the transient response of GFM-WECS and the effectiveness of the proposed control strategy under symmetrical grid fault, time-domain simulations based on MATLAB/Simulink are carried out. The parameters used in the time-domain simulations can be found in Supplementary Material D. In addition, the symmetrical grid fault occurs at 1 s with Ug dropping to 0.35 p.u., and the fault is cleared at 2 s.
Firstly, the effectiveness of the proposed control strategy has been verified, as demonstrated in Supplementary Material E. The simulation results show that increasing Hg and ks in the MSC controller or kt and ki in the GSC controller can improve the transient response of GFM-WECS. Besides, compared with relatively strong grid conditions, GFM-WECS under weak grid conditions exhibits better transient stability.
Next, the simulation results for GFM-WECS with different control methods are presented in

Fig. 14 Transient response of GFM-WECS with and under different control strategies. (a) Three-phase voltage at fault location Ugabc. (b) DC-link voltage Udc. (c) System frequency f. (d) Equivalent power angle δ. (e) Output active current Igd. (f) Output reactive current Igq. (g) Output active power Pg. (h) Output reactive power Qg.
Finally, the validations of GFM-WECS with the proposed control strategy have also been conducted in the IEEE 39-bus 10-machine New England test system, as discussed in the Supplementary Material F. Specifically, in the typical test system, the comparison study of GFL-WECS and GFM-WECS under symmetrical and asymmetrical grid fault is performed and the effects of GFM-WECS on SG are also investigated.
To further validate the effectiveness of the proposed control strategy, the HIL test rig is founded based on the SpaceR platform, as illustrated in

Fig. 15 HIL test rig founded based on SpaceR platform.

Fig. 16 Transient response of GFM-WECS with , , and p.u.. (a) Traditional control strategy. (b) Proposed control strategy.

Fig. 17 Transient response of GFM-WECS based on proposed control strategy with , , and p.u.. (a) Machine-side simulation results. (b) DC-link and grid-side simulation results.
To validate the influences of SCR and grid voltage sag on the transient response of GFM-WECS, experimental results are obtained in

Fig. 18 Transient response of GFM-WECS varying with SCR and grid voltage sags. (a) . (b) . (c) Ug=0.75 p.u.. (d) Ug=0.35 p.u..
In this paper, the transient synchronization stability and the impacts of current limitation control on the transient stability margin of GFM-WECS under grid fault are investigated. Then, an improved control strategy is proposed to enhance the transient stability of GFM-WECS under symmetrical grid fault. The following conclusions can be summarized.
1) The dynamic interactions between the MSC and the GSC of GFM-WECS under grid fault are investigated through the established large-signal equivalent model. It can be concluded that the transient stability of GFM-WECS can be improved by applying the damping power in the MSC control. The damping and inertia characteristics of DC-link voltage are similar to those of SG during grid fault.
2) The second-order differential equation of GFM-WECS is derived, and the transient stability is evaluated through DLF. Compared with CLF, DLF can respond to both the changes of inertia and damping coefficients and ensure a more reliable stability evaluation result.
3) The transient stability of GFM-WECS under current limitation is investigated, and the stability evaluation index is developed to estimate the stability margin. When the current limitation control is triggered, the impacts of grid voltage sag and SCR on the transient stability of GFM-WECS are same as when current limitation is neglected, but the stability margin is significantly reduced. Besides, with the deepening of current limitation level, the risk of transient instability increases.
4) An improved control strategy including MSC control and GSC control is proposed. Compared with the conventional control strategy, the proposed control strategy can not only respond to the dynamics of the DC-link voltage, but also adaptively provide more damping support for GFM-WECS during LVRT. Consequently, the transient stability of GFM-WECS is improved considerably.
In summary, the transient synchronization stability and improved control strategy of GFM-WECS under symmetrical grid fault are investigated in this paper. Moreover, to achieve a more comprehensive understanding of the transient stability of GFM-WECS, a comparison study of GFL-WECS and GFM-WECS under both symmetrical and asymmetrical grid faults has been conducted. However, due to space limitations of this paper, a systematic exploration of diverse asymmetrical fault scenarios and the potential for induced synchronization instability has not been conducted, which will be further studied in the future.
Nomenclature
Symbol | —— | Definition |
---|---|---|
A. | —— | Variables |
, | —— | Impedance phase angle and stability evaluation index of transmission line considering current limitation |
, s, 1/s | —— | Difference, differential, and integral operators |
, | —— | Equivalent power angle and equivalent power angle at steady state |
, | —— | Stable equilibrium point and current limiter trigger angle |
, | —— | Stable and unstable equilibrium points under grid fault |
, | —— | Phase angle and phase angle reference of grid-forming wind energy conversion system (GFM-WECS) |
, | —— | Phase angle of power grid and additional phase angle |
, | —— | Phase angle and angular speed of permanent magnet synchronous generator (PMSG) |
, | —— | Angular frequency of synchronous generator (SG) and set point angular frequency |
, , f, | —— | Angular frequency of GFM-WECS, angular frequency of power grid, frequency of GFM-WECS and its minimum and maximum values |
fmin, | —— | fmax |
Cdc, Rdc | —— | DC-link capacitance and dissipative resistance of GFM-WECS |
Ddc, Deq | —— | Damping of DC-link voltage and equivalent damping of GFM-WECS |
DSG | —— | Damping coefficient of SG |
Eabc, E0, | —— | Three-phase virtual back electromotive forces (EMFs), set point virtual back EMF, and d/q-axis virtual back EMF on grid side |
Egdqref | ||
Hg, ks, | —— | Feedforward damping power gain, stator-side active loop modulation coefficient, transient damping modulation coefficient, and inertia modulation coefficient |
kt, | —— | ki |
, , | —— | d/q-axis grid current reference, d/q-axis saturated line current reference, and the maximum current limitation amplitude |
, , , | —— | Stator-side d-axis current and its reference value, and q-axis current and its reference value |
,, | —— | Stator-side d/q-axis current and voltage and grid-side d/q-axis current and voltage of GFM-WECS |
, | —— | Inertia of DC-link voltage and equivalent inertia of GFM-WECS |
, | —— | DC-link voltage synchronization gain and Q-E droop coefficient |
, , | —— | Grid inductance, LC filter inductor, and LC filter capacitor |
, | —— | Dissipative power and feedforward damping power |
, | —— | Maximum power point tracking (MPPT) power and instantaneous change of active power transfer limit |
, , | —— | Stator-side active power, grid-side active power, and grid-side reactive power |
Qg | ||
, | —— | Mechanical power of prime mover and electromagnetic power of SG |
, , | —— | Threshold of active power, threshold of reactive power, and active power loop reference |
, | —— | Grid-side active and reactive power when current limitation is reached |
, , | —— | Grid-side active and reactive power when current limitation is not reached, and the maximum grid-side active power when current limitation is not reached |
Pug,max | ||
, , | —— | Grid resistance, grid reactance, and virtual resistance introduced by current limiter |
Rv | ||
—— | Time constant of low-pass filter | |
—— | Electromagnetic power of PMSG | |
, , | —— | Inertia time constant, damping coefficient and rotor angular speed of SG |
, , | —— | DC-link voltage, set point DC-link voltage of GFM-WECS, and the minimum and maximum DC-link voltage values |
Udc,min, Udc,max | ||
, , | —— | Grid voltage at fault location, voltage at point of common coupling (PCC), and grid current |
Ig | ||
, , | —— | Vectors of grid voltage at fault location, voltage at PCC, and grid current |
, | —— | Critical values of designed Lyapunov function and conventional function |
, , | —— | Equivalent admittance, conductance, and susceptance of transmission line |
, | —— | Grid impedance and line impedance between fault location and grid |
B. | —— | Subscripts |
d/q | —— | d/q-axis components |
i, u | —— | Components when current limitation is reached and not reached |
r, s, g | —— | Components of rotor-, stator-, and grid-side |
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